發(fā)布時間：2018-06-23 09:18

  本文選題：市場證券 + 操縱行為　； 參考：《內(nèi)蒙古大學(xué)》2015年碩士論文

【摘要】：證券市場操縱行為是通過影響資本的流動性以及方向性等手段使證券價格背離其價值來實現(xiàn)的。這使得投資者的利益直接受到了損害,同時還使證券市場秩序和資源優(yōu)化的功能遭到破壞。在我國,由于證券業(yè)起步較晚,對證券市場操縱行為及其政府規(guī)制的研究非常少,這導(dǎo)致現(xiàn)實中證券市場操縱行為越來越嚴重。本文首先對國內(nèi)外關(guān)于市場操縱行為的界定方式及界定內(nèi)容進行了分析,在此基礎(chǔ)上,著重明確行為主體、行為方式、行為目的來作為界定的主要內(nèi)容,同時通過利用過錯推定歸責的原則保護投資者的利益,對違法侵權(quán)欺詐行為性質(zhì)進行進一步明確。文章主要通過這幾方面進行研究：首先,介紹證券市場操縱行為的相關(guān)概念、特征、性質(zhì)以及必要性分析；其次,主要對我國政府監(jiān)管證券市場操縱行為的現(xiàn)狀以及我國證券市場制度不完善因素來闡述證券市場操縱行為產(chǎn)生的原因；第三,對政府監(jiān)管證券市場操縱行為中存在的問題以及原因進行了討論；第四,針對以上幾部分內(nèi)容進行歸納總結(jié)。然后對我國的證券交易市場的操縱手段提出適當?shù)慕鉀Q意見和相關(guān)辦法。
[Abstract]:The manipulation of the securities market is realized by influencing the liquidity and directionality of the capital and making the securities price deviate from its value. This directly damages the interests of investors and undermines the order of securities market and the function of resource optimization. Due to the late start of securities industry in China, there are few researches on securities market manipulation and its government regulation, which leads to more and more serious securities market manipulation in reality. First of all, this paper analyzes the defining methods and contents of market manipulation at home and abroad, on the basis of which, it focuses on defining the main content of the definition: the main body, the behavior mode and the purpose of the behavior. At the same time, by using the principle of presumption of fault imputation to protect the interests of investors, the nature of illegal tort fraud is further clarified. Firstly, the paper introduces the related concepts, characteristics, nature and necessity of securities market manipulation. This paper mainly discusses the current situation of government supervision of securities market manipulation and the imperfect factors of securities market system to explain the reasons of securities market manipulation; third, This paper discusses the problems and causes of government regulation of securities market manipulation. Fourth, summarizes the above parts. Then put forward appropriate solutions and relevant methods to the manipulation of securities trading market in our country.
【學(xué)位授予單位】：內(nèi)蒙古大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號】：D922.287;F832.51

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本文編號：2056639