作為法律原則的相互原則：從國際水道法及中國跨界水條約實踐探究相互原則的作用
發(fā)布時間：2024-06-10 21:22
作為社會交往中的基本現(xiàn)象與國際法中的基本法律原則,相互原則的重要性再怎么強調(diào)也不為過。有鑒于此,本文擬首先明確相互原則在國際法中的作用,并基于此審慎地分析其對國際水道法產(chǎn)生的影響。通常,可以從三個層面理解相互原則在國際法中的功能:第一,作為一種發(fā)展國際法的機制;第二,作為一種條約機制;第三,作為一種爭端解決與實施機制。與這三個層面分別對應(yīng),相互原則在國際水道法中發(fā)揮著如下作用:第一,將限領(lǐng)土主權(quán)原則確立為習慣國際法;第二,明確實體規(guī)則中相應(yīng)的權(quán)利與義務(wù);第三,考慮到跨界水領(lǐng)域中更強調(diào)爭端的避免,而非規(guī)則的遵行,相互原則還進一步推動著程序與爭端解決規(guī)則的發(fā)展。具體而言,在相互原則的作用下,一國所提出的訴求也能夠被其他國家主張,這就有效抑制了一國提出過分且不合理的主張的可能性。通過這種作用機制,相互原則推動著習慣國際法的發(fā)展。“公平合理利用”和“避免重大損害的義務(wù)”這兩大實體規(guī)則經(jīng)常被認為偏袒著上游或下游國家一方。然而,我們明顯可以看到它們實際上規(guī)定了具有相互性的權(quán)利與義務(wù),以保證法律適用者對它們的解釋并不會偏好上游或下游的任一沿岸國同理的,與實體規(guī)則相輔相成的程序規(guī)則,如信息互換事先通知...
【文章頁數(shù)】：224 頁
【學位級別】：博士
【文章目錄】：
ABSTRACT
摘要
LIST OF ABBREVIATIONS
CHAPTER 1 INTRODUCTION
1.1 PROBLEMATIQUE AND RESEARCH QUESTION
1.2 RESEARCH JUSTIFICATION
1.2.1 The Legal Principle of Reciprocity
1.2.2 The Law of International Watercourses
1.2.3 Selection of Case Study:China
1.3 RESEARCH METHODOLOGY AND OUTLINE OF DISSERTATION
CHAPTER 2 RECIPROCITY: THE DEVELOPMENT OF A LEGAL PRINCIPLE
2.1 INTRODUCTION
2.2 OVERCOMING THE PROBLEM OF COOPERATION THROUGH RECIPROCITY
2.2.1 Reciprocity as an Anthropological, Sociological and Moral Norm
2.3 RECIPROCITY AS A FOUNDATIONAL PRINCIPLE OF LAW
2.3.1 Reciprocity and the Rule of Law
2.3.2 Translating the Principle of Reciprocity to International Law
2.4 RECIPROCITY IN CHINA'S STATE RELATIONS AND ITS APPROACH TOINTERNATIONAL LAW
2.5 CONCLUSION
CHAPTER 3 RECIPROCITY AND THE DEVELOPMENT OF THE LAWOF INTERNATIONAL WATERCOURSES
3.1 INTRODUCTION
3.2 THE DEVELOPMENT OF INTERNATIONAL LAW AS A PROCESS OFRECIPROCATION
3.3 RECIPROCATION AND THE DEVELOPMENT OF LIMITED TERRITORIAL SOVEREIGNTY
3.3.1 Absolute Territorial Sovereignty and Absolute Territorial Integrity
3.3.2 The Emergence of Limited Territorial Sovereignty
3.4 BALANCING PERSISTENT OBJECTION THROUGH RECIPROCITY:CHINA'SPRACTICE AS LIMITED TERRITORIAL SOVEREIGNTY
3.4.1 Reciprocity and Persistent Objection
3.4.2 China's Transboundary Water Treaty Practice:Limited Territorial Sovereignty
3.5 FUTURE DEVELOPMENT OF THE LAW OF INTERNATIONALWATERCOURSES:THE COMMUNITY OF INTERESTS AND CHINA'S"COMMUNITY OF COMMON DESTINY"
3.6 CONCLUSION
CHAPTER 4 RECIPROCITY AS A TREATY MECHANISM IN THE SUBSTANTIVE RULES
4.1 INTRODUCTION
4.2 RECIPROCITY IN TREATIES:RECIPROCATING AND NON-RECIPROCATINGPROVISIONS
4.2.1 Reciprocating Treaty Provisions
4.2.2 Non-Reciprocating Treaty Provisions
4.3 UNDERSTANDING THE SUBSTANTIVE RULES THROUGH THE LENS OFRECIPROCITY:THE UNWC, UNECE WATER CONVENTION,BERLIN RULESAND CHINA'S PRACTICE
4.3.1 The Substantive Rules of the UNWC
4.3.2 The Substantive Rules of the UNECE Water Convention
4.3.3 The Berlin Rules:An Alternative Relationship between the Substantive Rules?
4.3.4 China's Transboundary Water Treaty Practice:The Substantive Rules
4.4 THE INFLUENCE OF COMMON INTERESTS ON THE SUBSTANTIVE RULES
4.4.1 The Human Right to Water in a Transboundary Context
4.4.2 Environmental Protection and Sustainability
4.4.3 China's Transboundary Water Treaty Practice:The Influence of Common Interests
4.5 INSTITUTIONALISING RECIPROCITY THROUGH RIVER BASIN ORGANIZATIONS AND BENEFIT-SHARING
4.5.1 China's Transboundary Water Treaty Practice:Institutionalization and Benefit Sharing
4.6 CONCLUSION
CHAPTER 5 RECIPROCITY IN THE DUTY TO COOPERATE, RULES OFPROCEDURE AND SELF-HELP MEASURES
5.1 INTRODUCTION
5.2 THE LEGAL NOTION OF RECIPROCITY AND THE DUTY TO COOPERATE
5.3 UNDERSTANDING THE PROCEDURAL AND DISPUTE SETTLEMENT RULESTHROUGH THE LENS OF RECIPROCITY
5.3.1 The Procedural Rules of the UNWC
5.3.2 The Procedural Rules of the UNECE Water Convention
5.3.3 The Settlement of Disputes in the UNWC and UNECE Water Convention
5.3.4 China's Transboundary Water Treaty Practice:Reciprocity in the Procedural Rules
5.4 SELF-HELP MEASURES IN INTERNATIONAL LAW AND THEIR LIMITEDAPPLICATION IN THE LAW OF INTERNATIONAL WATERCOURSES
5.5 EXPLORING THE LIMITED USE OF SELF-HELP MEASURES IN THE CONTEXTOF RECIPROCITY AND THE LAW OF INTERNATIONAL WATERCOURSES
5.5.1 Reciprocity and Higher-Level Legal Norms
5.5.2 The Duty to Cooperate as an Emerging Obligation Erga Omnes andits Effects on the Use of Self-Help Measures
5.6 CONCLUSION
CHAPTER 6 CONCLUSION
APPENDIX A: LIST OF PREVIOUSLY PUBLISHED MATERIALS
APPENDIX B: STATE PARTIES TO THE UNWC AND UNECE WATERCONVENTION
APPENDIX C: STATE COMMENTS AND VOTING RECORD OF THEUNWC
APPENDIX D: LIST OF CHINA'S TRANSBOUNDARY WATERAGREEMENTS AND RELATED DOCUMENTS
APPENDIX E: TIMELINE OF THE LANCANG-MEKONG COOPERATION MECHANISM
BIBLIOGRAPHY
ACKNOWLEDGEMENTS
本文編號：3991916
【文章頁數(shù)】：224 頁
【學位級別】：博士
【文章目錄】：
ABSTRACT
摘要
LIST OF ABBREVIATIONS
CHAPTER 1 INTRODUCTION
1.1 PROBLEMATIQUE AND RESEARCH QUESTION
1.2 RESEARCH JUSTIFICATION
1.2.1 The Legal Principle of Reciprocity
1.2.2 The Law of International Watercourses
1.2.3 Selection of Case Study:China
1.3 RESEARCH METHODOLOGY AND OUTLINE OF DISSERTATION
CHAPTER 2 RECIPROCITY: THE DEVELOPMENT OF A LEGAL PRINCIPLE
2.1 INTRODUCTION
2.2 OVERCOMING THE PROBLEM OF COOPERATION THROUGH RECIPROCITY
2.2.1 Reciprocity as an Anthropological, Sociological and Moral Norm
2.3 RECIPROCITY AS A FOUNDATIONAL PRINCIPLE OF LAW
2.3.1 Reciprocity and the Rule of Law
2.3.2 Translating the Principle of Reciprocity to International Law
2.4 RECIPROCITY IN CHINA'S STATE RELATIONS AND ITS APPROACH TOINTERNATIONAL LAW
2.5 CONCLUSION
CHAPTER 3 RECIPROCITY AND THE DEVELOPMENT OF THE LAWOF INTERNATIONAL WATERCOURSES
3.1 INTRODUCTION
3.2 THE DEVELOPMENT OF INTERNATIONAL LAW AS A PROCESS OFRECIPROCATION
3.3 RECIPROCATION AND THE DEVELOPMENT OF LIMITED TERRITORIAL SOVEREIGNTY
3.3.1 Absolute Territorial Sovereignty and Absolute Territorial Integrity
3.3.2 The Emergence of Limited Territorial Sovereignty
3.4 BALANCING PERSISTENT OBJECTION THROUGH RECIPROCITY:CHINA'SPRACTICE AS LIMITED TERRITORIAL SOVEREIGNTY
3.4.1 Reciprocity and Persistent Objection
3.4.2 China's Transboundary Water Treaty Practice:Limited Territorial Sovereignty
3.5 FUTURE DEVELOPMENT OF THE LAW OF INTERNATIONALWATERCOURSES:THE COMMUNITY OF INTERESTS AND CHINA'S"COMMUNITY OF COMMON DESTINY"
3.6 CONCLUSION
CHAPTER 4 RECIPROCITY AS A TREATY MECHANISM IN THE SUBSTANTIVE RULES
4.1 INTRODUCTION
4.2 RECIPROCITY IN TREATIES:RECIPROCATING AND NON-RECIPROCATINGPROVISIONS
4.2.1 Reciprocating Treaty Provisions
4.2.2 Non-Reciprocating Treaty Provisions
4.3 UNDERSTANDING THE SUBSTANTIVE RULES THROUGH THE LENS OFRECIPROCITY:THE UNWC, UNECE WATER CONVENTION,BERLIN RULESAND CHINA'S PRACTICE
4.3.1 The Substantive Rules of the UNWC
4.3.2 The Substantive Rules of the UNECE Water Convention
4.3.3 The Berlin Rules:An Alternative Relationship between the Substantive Rules?
4.3.4 China's Transboundary Water Treaty Practice:The Substantive Rules
4.4 THE INFLUENCE OF COMMON INTERESTS ON THE SUBSTANTIVE RULES
4.4.1 The Human Right to Water in a Transboundary Context
4.4.2 Environmental Protection and Sustainability
4.4.3 China's Transboundary Water Treaty Practice:The Influence of Common Interests
4.5 INSTITUTIONALISING RECIPROCITY THROUGH RIVER BASIN ORGANIZATIONS AND BENEFIT-SHARING
4.5.1 China's Transboundary Water Treaty Practice:Institutionalization and Benefit Sharing
4.6 CONCLUSION
CHAPTER 5 RECIPROCITY IN THE DUTY TO COOPERATE, RULES OFPROCEDURE AND SELF-HELP MEASURES
5.1 INTRODUCTION
5.2 THE LEGAL NOTION OF RECIPROCITY AND THE DUTY TO COOPERATE
5.3 UNDERSTANDING THE PROCEDURAL AND DISPUTE SETTLEMENT RULESTHROUGH THE LENS OF RECIPROCITY
5.3.1 The Procedural Rules of the UNWC
5.3.2 The Procedural Rules of the UNECE Water Convention
5.3.3 The Settlement of Disputes in the UNWC and UNECE Water Convention
5.3.4 China's Transboundary Water Treaty Practice:Reciprocity in the Procedural Rules
5.4 SELF-HELP MEASURES IN INTERNATIONAL LAW AND THEIR LIMITEDAPPLICATION IN THE LAW OF INTERNATIONAL WATERCOURSES
5.5 EXPLORING THE LIMITED USE OF SELF-HELP MEASURES IN THE CONTEXTOF RECIPROCITY AND THE LAW OF INTERNATIONAL WATERCOURSES
5.5.1 Reciprocity and Higher-Level Legal Norms
5.5.2 The Duty to Cooperate as an Emerging Obligation Erga Omnes andits Effects on the Use of Self-Help Measures
5.6 CONCLUSION
CHAPTER 6 CONCLUSION
APPENDIX A: LIST OF PREVIOUSLY PUBLISHED MATERIALS
APPENDIX B: STATE PARTIES TO THE UNWC AND UNECE WATERCONVENTION
APPENDIX C: STATE COMMENTS AND VOTING RECORD OF THEUNWC
APPENDIX D: LIST OF CHINA'S TRANSBOUNDARY WATERAGREEMENTS AND RELATED DOCUMENTS
APPENDIX E: TIMELINE OF THE LANCANG-MEKONG COOPERATION MECHANISM
BIBLIOGRAPHY
ACKNOWLEDGEMENTS
本文編號：3991916
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